An agreement between the brokerage firm and the NASD could be finalized soon.
Financial and business terms. 2012.
the National Association of Securities Dealers — UK US noun FINANCE, STOCK MARKET ► THE NASD™(Cf. ↑the NASD™) … Financial and business terms
The Livingston Group (nanotechnology) — The Livingston Group, through [http://www.axiomcapital.com/ Axiom Capital Management Inc.] , is an investment banking, finance, and investment advisory group focused exclusively on nanotechnology. Axiom is a broker dealer registered with the… … Wikipedia
NASD — National Association of Securities Dealers (NASD) An association of broker/dealers. The association supervises and regulates the trading and the conduct of its member organizations and the licensed brokers who work for those member organizations … Financial and business terms
NASD Rule 2790 — A ruling passed by the National Association of Dealers (NASD), a self regulating organization, prohibiting certain individuals from performing trades in hot issue Initial Public Offering (IPO) equity. The rule was enacted in March of 2004, and is … Investment dictionary
NASD form FR-1 — A form required by the NASD of foreign dealers to ensure that firms participating in a new distribution of securities make a bona fide public offering. Bloomberg Financial Dictionary … Financial and business terms
NASD (disambiguation) — NASD may refer to:*NASD, Inc., formerly the National Association Of Securities Dealers *Network Attached Secure Disks, a Carnegie Mellon University research project *National Ag Safety Database, maintained by the Centers for Disease Control and… … Wikipedia
NASD — may refer to: National Agricultural Safety Database, maintained by the Centers for Disease Control and Prevention National Amalgamated Stevedores and Dockers, a British trade union National Association of Securities Dealers, the former name of… … Wikipedia
NASD — NASD, Abkürzung für National Association of Securities Dealers [ næʃnl əsəʊsɪ eɪʃn ɔf sɪ kjʊərətɪz diːləz, englisch], Aufsichtsinstanz (Selbstregulierungsverband) des amerikanischen Over the Counter Market (Over the Counter Geschäft) sowie… … Universal-Lexikon
NASD — The National Association of Securities Dealers, Inc. An association of brokers and dealers empowered to regulate the over the counter securities business. The Association has the power to expel members who have been declared guilty of unethical… … Black's law dictionary
NASD — The National Association of Securities Dealers, Inc. An association of brokers and dealers empowered to regulate the over the counter securities business. The Association has the power to expel members who have been declared guilty of unethical… … Black's law dictionary
